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Market Sense 市场意识: Get more retail investors into the market
Be decisive, Be patient, Don’t be greedy, Don't be stubborn

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Tuesday, 9 April 2013

Get more retail investors into the market

Published on Apr 09, 2013

THERE are many stocks on the Singapore Exchange (SGX) that are trading in the sub-pennies category. These are stocks priced below 20 cents, which are invariably traded in the hundreds of millions as it does not make sense for traders to trade them at very low volumes.

These stocks make up the majority in the daily Top Volume report, and give a false picture that they are the more actively traded stocks. A better parameter would be "Top Value", bearing in mind that SGX and broker revenues are a function of traded value and not traded volume.

Measuring market activity by market volume or trading volume is erroneous. What is important is the total value of stocks traded.

However, the really important question is: How much of this traded value comes from retail investors ("Retail investors take a bigger bite of SGX pie"; April 1)?

Retail investors should not be defined as non-corporates. I suspect most of the volume that is attributed to retail investors comes from proprietary traders, dealers or remisiers, or stock operators.

The real retail investors, if defined as the man-in-the-street investors, may be in the minority. Ask the dealers and remisiers who are servicing these retail investors, and a different picture will probably emerge.

In fact, many remisiers are struggling to survive, given the dearth of retail investor participation, and many have to resort to self-trades to earn some income, at great risk to themselves. Remisiers' take-home pay has decreased and many have left the industry or are contemplating doing so.

More must be done to get more retail investors into the market. It is heartening to note that the SGX has embarked on this.

Also, the SGX can make it cheaper for retail investors by reducing some fees, for example, clearing fees and terminal fees. It should also do away with its forced key charges, and requiring retail investors to mark short-sell orders.

The Monetary Authority of Singapore must also do its part by making it easier for retail investors to invest and trade freely, and not put up roadblocks by way of unnecessary rules and regulations, like requiring investors to take a quiz.

Vincent Khoo

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